BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION of NEW YORK, NY is an SEC-registered investment adviser (CRD 16999). Regulatory assets under management: $682.0M.

Registration

Officers, owners & control persons (24)

NameRoleLocation
Martin LeeCFO/DIRECTOR/FINOP; EXECUTIVE VICE PRESIDENT; TREASURER AND CFO/FINOPDuarte, CA
WACHS GARY DAVIDDIRECTOR OF COMPLIANCE
BERRY JAMES C PSECRETARY
MACLELLAN JOHN STEPHENPRESIDENT/DIRECTOR; SENIOR VICE PRESIDENT, DIRECTOR
SAMSON TIMOTHY HUGHASSISTANT SECRETARY
WARTA TERESA LYNNTREASURER & CFO
SCHARF CHARLES WILLIAMDIRECTOR; EXECUTIVE VICE PRESIDENT, DIRECTOR
REED MICHAEL JOHNDIRECTOR; EXECUTIVE VICE PRESIDENT, DIRECTOR; PRESIDENT/DIRECTOR (+1 more)
DAVIS JAMES HUBERCHIEF OPERATIONS OFFICER
DAVIS JEFFREY LASSISTANT SECRETARY
ANDERSON ELLEN FOWLERASSISTANT SECRETARY
DEEGAN DANIEL ROBERTDIRECTOR
DONOVAN DAVID EDWINDIRECTOR; EXECUTIVE VICE PRESIDENT, DIRECTOR
STOUTAMIRE ELLEN FOWLERSECRETARY
MARKHAM BRADFORD MICHAELASSISTANT SECRETARY
HALFENGER ALAN KENT JRCHIEF COMPLIANCE OFFICER, CROP
FELKER WILLIAM ROBERTPRESIDENT & CEO; PRESIDENT & CEO, DIRECTOR
KRAMER JOHN MCDEVITTCHIEF COMPLIANCE OFFICER
KUNDERT DAVID JOHDIRECTOR
MEUSE DAVID RUSSELLDIRECTOR
AEBLI JACQUES IIIDIRECTOR
JONKE DAVID BERNARDDIRECTOR OF COMPLIANCE
IRWIN JOHN WILLIAMDIRECTOR
LUKAS JAMES JOSEPHCHIEF INFORMATION OFFICER

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