BARCLAYS CAPITAL INC.

BARCLAYS CAPITAL INC. of NEW YORK, NY is an SEC-registered investment adviser (CRD 19714). Regulatory assets under management: $12.8B.

Registration

Officers, owners & control persons (72)

Showing 25 of 72 people.

NameRoleLocation
KONEFAL RICHARD EUGENECROP; ROSFP
REGAN JOSEPH FRANCISBOARD DIRECTOR; CFO, FINOP; CHIEF FINANCIAL OFFICER
MEYER EUGENE ALLENCHIEF COMPLIANCE OFFICER - BD
ERIGO JOSEPH JRCHIEF COMPLIANCE OFFICER - INVESTMENT ADVISER
PLOTKIN HOWARD RUSSCHIEF COMPLIANCE OFFICER - INVESTMENT ADVISORY BUSINESS ONLY
MCKAY KEVIN JOHNCHIEF LEGAL OFFICER - WEALTH
OSTERGAARD JILL WENZLAFFCHIEF COMPLIANCE OFFICER - BD
HUGHES BRENDAN PATRICKGLOBAL GENERAL COUNSEL / GENERAL COUNSEL AMERICAS
KELLER BARBARA ACHIEF COMPLIANCE OFFICER - INVESTMENT ADVISER
WALKER FORREST BRUCEBOARD DIRECTOR
LEE SCOTT WILLIAMHEAD OF RETAIL
MONTEIRO JASON ANTHONYROSFP
LOWITT IAN THEOBOARD DIRECTOR
CROWL MICHAEL LEECHIEF LEGAL OFFICER
STATHIS JOHN GEORGEHEAD OF SALES
LAROCCA GERARD SEBASTIANBOARD DIRECTOR; BOARD DIRECTOR, CEO BARCLAYS CAPITAL INC.; CHIEF COMPLIANCE OFFICER (+1 more)
KANTOR LAURENCE GARYHEAD OF RESEARCH
MONTGOMERY MICHAEL CURRYBOARD DIRECTOR
KELLY MARTIN BBOARD DIRECTOR; CFO, FINOP; CHIEF FINANCIAL OFFICER (+1 more)
TROHAN JOHN CHRISTOPHERBOARD DIRECTOR
DEL MISSIER JERRYBOARD DIRECTOR; CHIEF EXECUTIVE OFFICER
GERSHUNY DONALD NEVINCHIEF LEGAL OFFICER
BLACKWELL ALASTAIR PAULBOARD DIRECTOR; CHIEF OPERATIONS OFFICER
MENENDEZ-PUERTO CARMEN ZCHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER - BD
HEAD STEPHEN SCOTTHEAD OF RETAIL; TEXAS DESIGNATED PRINCIPAL

Private funds (7)

Other Private Fund: 6 · Hedge Fund: 1

FundTypeFormedOwnersGross asset valueMin investment
BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL VALUE EQUITY MASTER FUND L.P.Other Private Fund402$539.9M$250K
BARCLAYS WEALTH ADVISOR SERIES - INTERNATIONAL GROWTH EQUITY MASTER FUND L.P.Other Private Fund310$429.7M$250K
BARCLAYS WEALTH ADVISOR SERIES - STRATEGIC COMMODITIES MASTER FUND L.P.Hedge Fund140$126.5M$250K
BARCLAYS WEALTH ADVISOR SERIES - LOCAL CURRENCY EMERGING MARKET DEBT MASTER FUND L.P.Other Private Fund132$87.6M$250K
BARCLAYS WEALTH ADVISOR SERIES-MULTI-MANAGER INTERNATIONAL EQUITY L.P.Other Private Fund207$33.9M$250K
BARCLAYS WEALTH ADVISOR SERIES- GLOBAL EQUITY MASTER FUND L.P.Other Private Fund0$2.7M$250K
BARCLAYS WEALTH ADVISOR SERIES- GLOBAL BOND MASTER FUND L.P.Other Private Fund0$736K$250K

Fund service providers (1)

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