NEOS INVESTMENT MANAGEMENT, LLC

NEOS INVESTMENT MANAGEMENT, LLC of WESTPORT, CT is an SEC-registered investment adviser (CRD 321256). Regulatory assets under management: $21.7B.

Registration

Business model

Compensation: % of AUM.

Officers, owners & control persons (10)

NameRoleLocation
Robert Earl SheaCHIEF OPERATING OFFICER
Garrett Keith PaolellaMANAGING MEMBER; MANAGING PARTNER
Troy Michael CatesMANAGING PARTNER
Curtis Nmn FlippenCHIEF COMPLIANCE OFFICER
Curtis FlippenCHIEF COMPLIANCE OFFICERPortland, ME
SHEA ROBERT EARLCHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER
PAOLELLA GARRETT KEITHMANAGING MEMBER; MANAGING PARTNER
CATES TROY MICHAELMANAGING MEMBER; MANAGING PARTNER
FLIPPEN CURTISCHIEF COMPLIANCE OFFICER
Curtis (Nmn) FlippenCHIEF COMPLIANCE OFFICER

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