NEOS INVESTMENT MANAGEMENT, LLC

NEOS INVESTMENT MANAGEMENT, LLC of WESTPORT, CT is an SEC-registered investment adviser (CRD 321256). Regulatory assets under management: $21.7B.

Registration

Business model

Compensation: % of AUM.

Officers, owners & control persons (10)

NameRoleLocation
Robert Earl SheaCHIEF OPERATING OFFICER—
Garrett Keith PaolellaMANAGING MEMBER; MANAGING PARTNER—
Troy Michael CatesMANAGING PARTNER—
Curtis Nmn FlippenCHIEF COMPLIANCE OFFICER—
Curtis FlippenCHIEF COMPLIANCE OFFICERPortland, ME
SHEA ROBERT EARLCHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER—
PAOLELLA GARRETT KEITHMANAGING MEMBER; MANAGING PARTNER—
CATES TROY MICHAELMANAGING MEMBER; MANAGING PARTNER—
FLIPPEN CURTISCHIEF COMPLIANCE OFFICER—
Curtis (Nmn) FlippenCHIEF COMPLIANCE OFFICER—

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