BALLARD JAMES DAVID appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. BALLARD JAMES DAVID appears on 12 filing roles across Form ADV (12).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CETERA INVESTMENT MANAGEMENT LLC | MANAGER | SCHAMBURG, IL |
| — | Form ADV | OSAIC WEALTH, INC. | DIRECTOR | SCOTTSDALE, AZ |
| — | Form ADV | CETERA ADVISORY SERVICES LLC | CHIEF OPERATIONS OFFICER | EL SEGUNDO, CA |
| — | Form ADV | FIRST ALLIED SECURITIES, INC. | OFFICER | SAN DIEGO, CA |
| — | Form ADV | GIRARD SECURITIES, INC. | VP | SAN DIEGO, CA |
| — | Form ADV | WOODBURY FINANCIAL SERVICES, INC. | DIRECTOR | OAKDALE, MN |
| — | Form ADV | SAGEPOINT FINANCIAL, INC. | DIRECTOR | PHOENIX, AZ |
| — | Form ADV | FSC SECURITIES CORPORATION | DIRECTOR | ATLANTA, GA |
| — | Form ADV | SUMMIT FINANCIAL GROUP INC | VICE PRESIDENT | BOCA RATON, FL |
| — | Form ADV | CETERA ADVISOR NETWORKS LLC | MANAGER AND VICE PRESIDENT | EL SEGUNDO, CA |
| — | Form ADV | FIRST ALLIED ADVISORY SERVICES, INC. | VICE PRESIDENT | SAN DIEGO, CA |
| — | Form ADV | CETERA ADVISORS LLC | VICE PRESIDENT | GREENWOOD VILLAGE, CO |