Full text of ASANTE CAPITAL GROUP ADVISORS LLC's X-17A-5 filed 2019-05-21 (period 2019-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition March 31, 2019 Filed as PUBLIC information pursuant to Rule 17a-5( d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ## **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ...... 12.00 | SEC FILE NUMBER | |-----------------| | B-68701 | ## **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING 04/01 /18 | | | --------<br>AND ENDING 03/31 /19<br>-<br>-<br>-<br>MM/DD/VY | | |-------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------|----------------|-------------------------------------------------------------|--| | | MM/DD/VY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Asante Capital Group Advisors LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM 1.D. NO. | | | 25 Old Burlington Street, 4th Floor | | | | | | | (No. and Street) | | | | | London | | United Kingdom | W1S 3AN | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONT ACT IN REGARD TO THIS REPORT<br>Mr Warran Thirkall Hibbert +44 203 696 4700 | | | | | | | | | (Area Code - Telephone Number) · | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | RSM US LLP | | | | | | | (Name - if individual, state last.first, middle name) | | | | | 4 Times Square, 19th Floor | New York | NY | 10036 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | I<br>✓<br>Certified Public Accountant | | | | | | Public Accountant | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240. l 7a-5(e)(2)* SEC 1410 (06-02) **Potential persons who…Read the full text as markdown