Full text of ASANTE CAPITAL GROUP ADVISORS LLC's X-17A-5 filed 2025-05-22 (period 2025-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  Statement of Financial Condition March 31, 2025 Filed as PUBLIC information pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE **COMMISSION** Washington, D.C. 20549 > **ANNUAL REPORTS FORM X-17A-5 PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated **average** burden hours per response: 12 SEC FILE NUMBER 8-68701 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **04/01 /24** MM/D0/YY AND ENDING **03/31 /25** MM/00/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Asante Capital Group Advisors LLC TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 10 East, 53rd Street, 12th Floor | | | | |----------------------------------|--------|---------------------------------------------------------------------------|----------------------| | | | (No. and Street) | | | New York | | NY | 10022 | | | (City) | (State) | (Zip Code) | | | | PERSON TO CONTACT W ITH REGARD TO THIS FILING | | | Alka Patel | | +44 203 696 4 730 | ap@asantecapital.com | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | RSM US LLP | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 151 West 42nd Street, 19th Floor New York | | NY | 10036 | | |------------------------------------------------|-----------------------|-----------------------------------------------|------------|--| | (Address) | (City) | (State) | (Zip Code) | | | 09/24/2003 | | 49 | | | | T"<br>of Reg;,u,<;o, w;<h PCAOB)Of appl;cable) | | I<br>{PCAOB Reg;,<,aUoo N,mbe,, ;f appHcable) | | | | | FOR OFFICIAL USE ONLY | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.l 7a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of infor…Read the full text as markdown