Full text of ASANTE CAPITAL GROUP ADVISORS LLC's X-17A-5 filed 2023-05-24 (period 2023-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition March 31, 2023 Filed as PUBLIC information pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ # UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **04/01 /22** MM/DD/VY AND ENDING **03/31 /23** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Asante Capital Group Advisors LLC TYPE OF REGISTRANT (check all applicable boxes): � Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) # 10 East, 53rd Street, 12th Floor | | (No. and Street) | | |----------|------------------|------------| | New York | NY | 10022 | | (City) | (State) | (Zip Code) | PERSON TO CONTACT WITH REGARD TO THIS FILING | Warren Hibbert | +44 203 696 4 700 | wh@asantecapital.com | |----------------|-------------------------------|----------------------| | (Name) | (Area Code -Telephone Number) | (Email Address) | # **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # RSM US LLP | 151 West 42nd Street, 19th Floor New York | (Name - if individual, state last, first, and middle name) | NY | 10036 | |------------------------------------------------|------------------------------------------------------------|---------|--------------------------------------------| | (Address) | (City) | (State) | (Zip Code) | | 09/24/2003 | | 49 | | | t• of Regl>tcatloa with PCAOB)I If applicable} | | | [PCAOB Re,lrtcatloa N,mbe,, If applicable} | | r | FOR OFFICIAL USE ONLY | | I | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of Information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. #### 0MB APPROVAL 0MB Number: **3235-0123** Expires: Oct. **31, 2023** Estimated average burden hou…Read the full text as markdown