Full text of ASANTE CAPITAL GROUP ADVISORS LLC's X-17A-5 filed 2021-05-25 (period 2021-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  Statement of Financial Condition March 31, 2021 Filed as PUBLIC infonnation pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ , **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ## **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** | 0MB APPROVAL | | | | |--------------------------|--|---------------------------|--| | 0MB Number: | | 3235-0123 | | | Expires: | | October 31, 2023 | | | Estimated average burden | | | | | | | hours per resoonse 12.00 | | SEC FILE NUMBER s-68701 ## FACING **PAGE Information Required of B1·okers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING 04/01/20 | | | ____<br>AND ENDING_0_3_/3_1_/_2_1<br>_<br>MM/DD/YY | | |------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------|------------|----------------------------------------------------|--| | | MM/DDNY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAM0<br>E OF BROKER-DEALER: Asante Capital Group Advisors LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM 1.0. NO. | | | 25 Old Burlington Street, 4th Floor | | | | | | | (No. and Street) | | | | | London | United Kingdom | | W1S 3AN | | | (City) | (State) | (Zip Code) | | | | NAME AND TELEPHONE,NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Mr Warren Thlrkell Hibbert +44 203 696 4700 | | | | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>RSM US LLP | | | | | | | (Name - if individual, i<br>tate la.,t,flm, middle name) | | | | | 4 Times Square, 19th Floor | New York | NY | 10036 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | Iv' I<br>Certified Public Accountant | | | | | | ublic Accountant | | | | | | | ccountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances…Read the full text as markdown