Full text of ASANTE CAPITAL GROUP ADVISORS LLC's X-17A-5 filed 2026-05-21 (period 2026-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition March 31 , 2026 Filed as PUBLIC information pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ ### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-S PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD **BEGINNING 04/01 /25** AND ENDING 03/31 /26 0MB APPROVAL 0MB Number. 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-68701 MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Asante Capital Group Advisors LLC TYPE OF **REGISTRANT (check all applicable boxes):** [!] **Broker-dealer** D **Security-based swap dealer** D Major security-based **swap** participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.} | 10 East, 53rd Street, 12th Floor | | | | | | | |----------------------------------|--|--|--|--|--|--| |----------------------------------|--|--|--|--|--|--| | NY | 10022 | |---------|------------| | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING Alka Patel +44 203 696 4 730 ap@asantecapital.com (Name) (Area Code - Telephone Number) (Email Address) #### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* ## RSM US LLP | (Name - if individual, state last, first, and middle name)<br>151 West 42nd Street, 19th Floor | New York | NY | 10036 | |------------------------------------------------------------------------------------------------|-----------------------|---------|--------------------------------------------| | (Address) | (City) | (State) | (Zip Code) | | 09/24/2003 | | 49 | | | rte of Regist,atioo with PCAOBl{if applicable) | | | )PCAOB Registratioo N,mbec, ff applicable) | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displ…Read the full text as markdown