Full text of ASANTE CAPITAL GROUP ADVISORS LLC's X-17A-5 filed 2020-05-22 (period 2020-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  Statement of Financial Condition March 31, 2020 Filed as PUBLIC infomiation pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ UNITEDSTATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0123 August 31, 2020 Expires: Washington, D.C. 20549 Estimated average burden hours per response .. . . . . . 12.00 ANNUAL AUDITED REPORT FORM X-17A-5 SEC FILE NUMBER PART IJI 8-68701 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder \_AND ENDING 03/31/20 report for 1111ء period beginning 04/01/119 MM/DD/YY MM/DD/Y Y A. REGISTRANT IDENTIFICATION NAME OF BROKER-DEALER: Asante Capital Group Advisors LLC OFFICIAL USE ONLY ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) FIRM I.D. NO. 25 Old Burlington Street, 4th Floor (No. and Sirect) W1S 3AN London United Kingdom (State) (Zip Code) (City) NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT Mr Warren Thirkall Hibbert +44 203 696 4700 (Area Code - Telephone Number) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* RSM US LLP (Name - if individual, state last, first, middle name) NY 4 Times Square, 19th Floor New York 10036 (Address) (State) (Zip Code) (City) CHECK ONE: Certified Public Accountant Public Accountant Accountant not resident in United States or any of its possessions. FOR OFFICIAL USE ONLY \*Claims for exemption from the requirement that the annual report be covered by the independent public accanntant must be supported by a statement of facts and circumstances relied on as the basis for the exemplion. See Section 240.17a-5(c)(2) > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1410 (06-02) {2}------------------------------------------------ # OATH OR AFFIRMATION # 1, Waren Thirkell Hibbert my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of Asante Capital Group Advisors LLC \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\…Read the full text as markdown