Full text of ASANTE CAPITAL GROUP ADVISORS LLC's X-17A-5 filed 2024-05-21 (period 2024-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition March 31 , 2024 Filed as PUBLIC information pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## ANNUAL REPORTS FORM X-17A-5 PART Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **04/01 /23** MM/DD/VY AND ENDING **03/31 /24** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Asante Capital Group Advisors LLC TYPE OF REGISTRANT (check all applicable boxes): C!l Broker-dealer D Security-based swap dealer D Major security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 10 East, 53rd Street, 12th Floor | (No. and Street) | | | | | | |----------------------------------------------|---------|------------|--|--|--| | New York | NY | 10022 | | | | | (City) | (State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Alka Patel +44 203 696 4 730 ap@asantecapital.com (Name) (Area Code -Telephone Number) (Email Address) #### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* ### RSM US LLP | 151 West 42nd Street, 19th Floor New York | NY | 10036 | | |--------------------------------------------------|---------|------------------------------------------------------------|--| | (City) | (State) | (Zip Code) | | | | 49 | | | | r•<br>of Registcatloo with PCAOB)llf applicable) | | (PCAOB Registcatioo N,mber, if applicable) | | | FOR OFFICIAL USE ONLY | | I | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-68701 {2}---------------------…Read the full text as markdown