Full text of ASANTE CAPITAL GROUP ADVISORS LLC's X-17A-5 filed 2022-05-25 (period 2022-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition March 31, 2022 Filed as PUBLIC information pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17A-5** **0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct 31, 2023 Estimated average burden hours per response; 12** **SEC FILE NUMBER** ## **PART Ill** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD **BEGINNING 04/01/2021** AND ENDING **03/31/2022** MM/DD/YY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Asante Capital Group Advisors LLC TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer Ci Security-based swap dealer D Major security-based swap participant **D Check here if respondent is also an OTC derivatives dealer** **ADDRESS OF PRINCIPAL PLACE** OF **BUSINESS: {Do not use a** P.O. box no.) | 10 East, 53rd Street, 12th Floor | | |----------------------------------|-------------------| | | ( No. and Street) | | New York | NY | | 10022 | |--------------------------------------------------|-----------------------------------------------------------|-----------------|---------------------------------------------| | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Warren Hibbert | +44 203 696 4 700 | | wh@asantecapital.com | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | RSM US LLP | (Name- if individual, state last, first, and middle name) | | | | 4 Times Square, 19th Floor | New York | NY | 10036 | | (Address) | (City) | (State) | (Zip Code) | | 09/24/2003 | 49 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB ReR.istration Number, If applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | **accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable.** **Persons who are to respond to the collection of Information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | | I, Warren Hibbert | | | swear (Gflo-itffirm) that, to t…Read the full text as markdown