OPPENHEIMER INVESTMENT MANAGEMENT LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 133243). Regulatory assets under management: $929.4M.
Compensation: % of AUM.
Clients served: High net worth, Pooled vehicles.
Showing 25 of 29 people.
| Name | Role | Location |
|---|---|---|
| Bryan Edward McKigney | MANAGING DIRECTOR; PRESIDENT | New York, NY |
| Albert Grinsfelder Lowenthal | CHAIRMAN; EXECUTIVE CHAIRMAN | — |
| Dennis Patrick Mcnamara | SECRETARY | — |
| Robert Steven Lowenthal | CHIEF EXECUTIVE OFFICER | — |
| Brad Michael Watkins | SENIOR VP, CHIEF FINANCIAL OFFICER | — |
| Peter Michael Cadaret | PRESIDENT | — |
| Dominic Thomas Valentino | GLOBAL COMPLIANCE OFFICER; MANAGING DIRECTOR - COMPLIANCE | — |
| Svetlana Milina | CHIEF LEGAL OFFICER; SENIOR VICE PRESIDENT | New York, NY |
| Deborah Kaback | CHIEF LEGAL OFFICER | New York, NY |
| Teresa Carol Incao | INTERIM COMPLIANCE OFFICER | — |
| Lawrence Kurtz | CHIEF COMPLIANCE OFFICER | — |
| Douglas Thornley Siegel | GLOBAL COMPLIANCE OFFICER | — |
| ROBERTS ELAINE KELLS | CFO | — |
| LOWENTHAL ALBERT GRINSFELDER | CHAIRMAN | — |
| MCKIGNEY BRYAN EDWARD | DIRECTOR OF OPERATIONS; PRESIDENT | — |
| KABACK DEBORAH | CHEF LEGAL OFFICER; CHIEF LEGAL OFFICER | — |
| MCNAMARA DENNIS PATRICK | CHIEF LEGAL OFFICER; SECRETARY | — |
| BEACH STEPHEN CHARLES | CHIEF COMPLIANCE OFFICER; VP, CHIEF COMPLIANCE OFFICER | — |
| ROBINSON THOMAS ROBERT | PRESIDENT | — |
| HOLEMAN ALLEN BERNARD | CHIEF COMPLIANCE OFFICER | — |
| ALFANO JEFFREY | CFO | — |
| DUFFY KEVIN THOMAS | INTERIM CCO | — |
| AGOSTA SALVATORE FRANK | ACTING CFO | — |
| CAPEZZUTO JAMES ANDREW | CCO | — |
| SIEGEL DOUGLAS THORNLEY | GLOBAL COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |